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Regulators should work to eliminate fraudulent, deceptive, or unfair practices with respect to investment sales, accounting methods, disclosures, and market stru
Brokers and other financial professionals who commit fraud currently face civil sanctions.
Victims of investment fraud should have adequate federal and state statutory remedies, including access courts for individual or class claims.
States should establish strong conflict-of-interest regulations and revolving door limits.
States should strengthen regulatory oversight of the safety and soundness of insurance companies.
States should authorize their insurance commissioners to regulate all insurance companies conducting business in the state.
Policymakers should eliminate unfair, deceptive, or abusive practices in insurance.
Federal regulations should promote home-care quality assurance standards guided by flexible consumer-oriented principles.
States should be required to conduct annual scheduled surveys assessing clients’ experience and involvement in care plans and outcomes.