Fair, equitable, and affordable financial products and services are essential to helping people and communities build and maintain wealth.
Policymakers should take action to raise revenues, promote energy conservation, and reduce climate change.
Carbon taxes or a cap-and-trade systems that would increase energy-related and other prices must include measures to compensate for regional differences in energy costs and
Registration as a financial professional should not be limited by the type of investment advice or nature of the advising entity.
Individuals should have adequate redress, including access to the courts and class actions.
State laws should provide for criminal penalties against those who commit securities fraud.
Regulators should work to eliminate fraudulent, deceptive, or unfair practices with respect to investment sales, accounting methods, disclosures, and market stru
Brokers and other financial professionals who commit fraud currently face civil sanctions.
States should adequately fund and broaden their methods of financing public education.
Victims of investment fraud should have adequate federal and state statutory remedies, including access courts for individual or class claims.